Jeffrey David Thomas
Investment adviser representative at Swan Global Investments, LLC
14 yearsExperience
1 stateRegistered in
$2.4BFirm assets
16 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
14 years in the industry.
- Northern Lights Distributors, LLCMar 2021 to now
- Swan Global Investments, LLCJan 2021 to now
- Sammons Financial Network, LLCApr 2019 to Jan 2021
- Sammons Retirement SolutionsApr 2019 to Dec 2020
- Northern Lights Distributors, LLCOct 2017 to Apr 2019
- Swan Global Investments, LLCOct 2017 to Apr 2019
- Foreside Fund Services, LLCJan 2017 to Aug 2017
- Wbi InvestmentsAug 2012 to Aug 2017
- Quasar Distributors, LLCAug 2012 to Dec 2016
Exams passed
- Series 63 · Uniform Securities Agent State Law2000
- Series 66 · Uniform Combined State Law2012
State registrations
Registered as an investment adviser representative in 1 state (CO).
Swan Global Investments, LLC
$2.4BAssets managed
1,231Clients
19Advisers
16 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4078805
- Firm CRD
- 114669