Kwai yun Chan
Investment adviser representative at Charles Schwab & Co., Inc.
16 yearsExperience
1 stateRegistered in
$0Firm assets
39 yearsFirm in business
Are you Kwai yun Chan? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Fixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
Experience
16 years in the industry.
- Charles Schwab & Co., Inc.Nov 2021 to now
- Charles Schwab Bank, SsbNov 2021 to now
- TD Ameritrade, Inc.Feb 2018 to Jun 2024
- TD Ameritrade Investment Management, LLCFeb 2018 to Nov 2021
- Scottrade Investment ManagementMar 2017 to Feb 2018
- Scottrade, Inc.Apr 2010 to Feb 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law2000
- Series 65 · Uniform Investment Adviser Law2009
State registrations
Registered as an investment adviser representative in 1 state (NY).
Charles Schwab & Co., Inc.
$0Assets managed
0Clients
6,777Advisers
39 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4077468
- Firm CRD
- 5393