Serina M. Shores
Investment adviser representative at Svb Wealth
12 yearsExperience
1 stateRegistered in
$3.1BFirm assets
12 yearsFirm in business
Are you Serina M. Shores? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
12 years in the industry.
- Svb WealthMay 2025 to now
- First Citizens Asset ManagementMay 2025 to now
- First Citizens BankMay 2025 to now
- First Citizens Investor ServicesMay 2025 to now
- The Huntington Investment CompanyAug 2014 to now
Exams passed
- Series 63 · Uniform Securities Agent State Law1999
- Series 65 · Uniform Investment Adviser Law2022
State registrations
Registered as an investment adviser representative in 1 state (OH).
Svb Wealth
Legal name: Svb Wealth LLC
$3.1BAssets managed
1,101Clients
80Advisers
12 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4076684
- Firm CRD
- 172832