James Roger Mullins
Investment adviser representative at Carlson Investments
25 yearsExperience
5 statesRegistered in
CFADesignation
$735.5MFirm assets
Are you James Roger Mullins? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
25 years in the industry.
- Carlson InvestmentsAug 2001 to now
- Dl Carlson Investment Group, IncAug 2001 to now
Designations
- CFA
Exams passed
- Series 66 · Uniform Combined State Law2000
State registrations
Registered as an investment adviser representative in 5 states (MA, MO, NC, NH, PA).
Carlson Investments
Legal name: Dl Carlson Investment Group Inc.
$735.5MAssets managed
360Clients
8Advisers
37 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4067197
- Firm CRD
- 105729