Frances Worthington
Investment adviser representative at Cetera Investment Advisers LLC
18 yearsExperience
2 statesRegistered in
CFP® certificationDesignation
$256.8BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
18 years in the industry.
- Cetera Investment Advisers LLCJun 2019 to now
- Cetera Investment Services LLCJun 2019 to now
- Society of Financial Services ProfessionalsMay 2017 to now
- Rental PropertyAug 2001 to now
- Foresters Advisory ServicesJan 2019 to Jun 2019
- Foresters Financial ServicesJan 2019 to Jun 2019
- Park Avenue SecuritiesAug 2018 to Jan 2019
- Guardian Life Insurance Co of AmericaJun 2018 to Jan 2019
- Equity Services IncJul 2017 to Jun 2018
- Summit Advisory GroupJul 2017 to Jun 2018
- UnemployedMar 2017 to Jul 2017
- Massmutual Life Insurance CompanyJul 2009 to Mar 2017
- MML Investors ServicesJul 2009 to Mar 2017
Designations
- CFP® certification
Exams passed
- Series 63 · Uniform Securities Agent State Law2000
- Series 66 · Uniform Combined State Law2006
State registrations
Registered as an investment adviser representative in 2 states (NC, TX).
Cetera Investment Advisers LLC
$256.8BAssets managed
813,961Clients
10,109Advisers
42 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4066395
- Firm CRD
- 105644