James Goldstein
Investment adviser representative at Axos Invest, Inc
27 yearsExperience
1 stateRegistered in
$150.8MFirm assets
12 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
27 years in the industry.
- Axos Invest, IncSep 2022 to now
- Axos Clearing LLCAug 2021 to now
- E*trade Securities LLCAug 2019 to Aug 2021
- UnemployedMay 2019 to Aug 2019
- Oppenheimerfunds Distributor, Inc.Nov 1999 to May 2019
Exams passed
- Series 63 · Uniform Securities Agent State Law2003
- Series 65 · Uniform Investment Adviser Law2022
State registrations
Registered as an investment adviser representative in 1 state (CO).
Axos Invest, Inc
$150.8MAssets managed
6,792Clients
14Advisers
12 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4064878
- Firm CRD
- 150953