Kim-ha T Nguyen
Investment adviser representative at Arax Advisory Partners
15 yearsExperience
1 stateRegistered in
CFP® certificationDesignation
$26.5BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feePerformance-basedOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
15 years in the industry.
- Arax Advisory PartnersJun 2026 to now
- Usca Securities LLCOct 2011 to now
- U.S. Capital Wealth Advisors, LLCJun 2021 to Jun 2026
- Usca Ria LLCOct 2011 to Jun 2021
Designations
- CFP® certification
Exams passed
- Series 63 · Uniform Securities Agent State Law1999
- Series 65 · Uniform Investment Adviser Law1999
State registrations
Registered as an investment adviser representative in 1 state (TX).
Arax Advisory Partners
Legal name: Arax Advisory Partners, LLC
$26.5BAssets managed
15,662Clients
222Advisers
20 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4063673
- Firm CRD
- 133535