Troy Marshall Rozich
Investment adviser representative at Advice and Planning Services
20 yearsExperience
5 statesRegistered in
$37.9BFirm assets
22 yearsFirm in business
Are you Troy Marshall Rozich? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
20 years in the industry.
- TIAA-CREF Individual & Institutional Services, LLCAug 2023 to now
- TIAAAug 2023 to now
- E*trade Capital Management LLCSep 2008 to Jul 2023
- Harrisdirect LLCSep 2008 to Jul 2023
- E*trade Securities LLCOct 2006 to Jul 2023
Exams passed
- Series 66 · Uniform Combined State Law2005
State registrations
Registered as an investment adviser representative in 5 states (AL, NC, SC, TX, VT).
Advice and Planning Services
Legal name: TIAA-CREF Individual & Institutional Services, LLC
$37.9BAssets managed
72,503Clients
1,707Advisers
22 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4063260
- Firm CRD
- 20472