Benjamin Kane Lathrop
Investment adviser representative at Bailard, Inc.
12 yearsExperience
2 statesRegistered in
$7.6BFirm assets
54 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feePerformance-based
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
12 years in the industry.
- Bailard, Inc.Jun 2019 to now
- Newoak Capital Markets LLCNov 2018 to Jun 2019
- UnemployedJun 2017 to Nov 2018
- Franklin Templeton InvestmentsJan 2014 to Jun 2017
Exams passed
- Series 66 · Uniform Combined State Law2007
- Series 63 · Uniform Securities Agent State Law2019
- Series 65 · Uniform Investment Adviser Law2019
State registrations
Registered as an investment adviser representative in 2 states (CA, NY).
Bailard, Inc.
$7.6BAssets managed
1,137Clients
40Advisers
54 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4062178
- Firm CRD
- 110550