Brian David Schwartz
Investment adviser representative at Flagstar Securities, Inc.
13 yearsExperience
2 statesRegistered in
$784.3MFirm assets
19 yearsFirm in business
Are you Brian David Schwartz? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
13 years in the industry.
- Flagstar Securities, Inc/flagstar Bank, N.A.Jul 2026 to now
- Flagstar Securities, IncJan 2025 to now
- Flagstar Advisors/flagstar BankApr 2023 to Jun 2026
- Signature Securities Group Corp./signature BankOct 2020 to Apr 2023
- HSBC Bank USA N.A.Aug 2016 to Oct 2020
- HSBC Securities (USA) Inc.Apr 2013 to Oct 2020
Exams passed
- Series 63 · Uniform Securities Agent State Law1999
- Series 66 · Uniform Combined State Law2004
- Series 65 · Uniform Investment Adviser Law2013
State registrations
Registered as an investment adviser representative in 2 states (NY, TX).
Flagstar Securities, Inc.
$784.3MAssets managed
1,123Clients
30Advisers
19 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4059140
- Firm CRD
- 104233