Noelle Kim
Investment adviser representative at Transamerica Financial Advisors, LLC
21 yearsExperience
3 statesRegistered in
$2.1BFirm assets
35 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
21 years in the industry.
- NetlawNov 2019 to now
- Elleon Consulting LLCMar 2017 to now
- WealthwaveJan 2016 to now
- Transamerica Financial Advisors, IncJan 2012 to now
- WfgiaJun 2001 to now
- Mpowering AmericaAug 2021 to Feb 2022
- Assurant HealthNov 2013 to Mar 2017
- Perez Bakers & AssocOct 2010 to Apr 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law1999
- Series 65 · Uniform Investment Adviser Law2006
State registrations
Registered as an investment adviser representative in 3 states (GA, NC, TX).
Transamerica Financial Advisors, LLC
$2.1BAssets managed
42,735Clients
1,121Advisers
35 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4058804
- Firm CRD
- 16164