James Arthur Schmidt
Investment adviser representative at Tribeca Financial, LLC
22 yearsExperience
1 stateRegistered in
PFSDesignation
$248.3MFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
22 years in the industry.
- Tribeca Financial, LLCJan 2022 to now
- Schmidt Westergard & Company, PllcDec 2004 to Jan 2022
Designations
- PFS
Exams passed
- Series 63 · Uniform Securities Agent State Law2000
- Series 66 · Uniform Combined State Law2001
State registrations
Registered as an investment adviser representative in 1 state (AZ).
Tribeca Financial, LLC
$248.3MAssets managed
248Clients
6Advisers
25 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4054134
- Firm CRD
- 113245