Jose Gautier
Investment adviser representative at TD Private Client Wealth LLC
16 yearsExperience
5 statesRegistered in
CFADesignation
$8.6BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
16 years in the industry.
- TD Private Client Wealth LLCJan 2025 to now
- TD Bank N.A.Jan 2025 to now
- Santander Bank, NAJan 2023 to Oct 2024
- Santander Securities, LLCJan 2023 to Oct 2024
- Gabor Financial SolutionsJul 2018 to Dec 2022
- Lincoln InvestmentJul 2018 to Dec 2022
- Jhfn SiiSep 2010 to Jul 2018
Designations
- CFA
Exams passed
- Series 63 · Uniform Securities Agent State Law1999
- Series 66 · Uniform Combined State Law2010
State registrations
Registered as an investment adviser representative in 5 states (FL, MD, MO, NC, NJ).
TD Private Client Wealth LLC
$8.6BAssets managed
25,685Clients
530Advisers
13 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4049539
- Firm CRD
- 164484