Richard Kevin Winters
Investment adviser representative at Winters Financial Group, Inc.
10 yearsExperience
3 statesRegistered in
$252.3MFirm assets
5 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
10 years in the industry.
- The Leaders Group, Inc.Apr 2021 to now
- Winters Financial Group, Inc.Aug 2020 to now
- Mutual SecuritiesApr 2016 to Apr 2021
- Professional Planning dba Winters Financial GroupApr 2016 to Aug 2020
Exams passed
- Series 63 · Uniform Securities Agent State Law2000
- Series 65 · Uniform Investment Adviser Law2000
State registrations
Registered as an investment adviser representative in 3 states (AZ, CA, TX).
Winters Financial Group, Inc.
$252.3MAssets managed
273Clients
2Advisers
5 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4047376
- Firm CRD
- 309549