Ross William Halsey
Investment adviser representative at LPL Financial LLC
31 yearsExperience
4 statesRegistered in
$819.1BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
31 years in the industry.
- LPL Financial LLCJul 2021 to now
- The Keepers Legacy, IncOct 2018 to Jul 2021
- Rjjj Group CompanyAug 2016 to Jul 2021
- Various Insurance Carriers for W&r Insurance AgenciesMay 2016 to Jul 2021
- Waddell & Reed, IncMay 2016 to Jul 2021
- Mayor's Prayer BreakfastJan 2015 to Jul 2021
- Overland Park Mayor's Prayer Breakfast CommitteeJan 2015 to Jul 2021
- Team Head RacquetballJan 1995 to Jul 2021
- Head/penn Sports IncJan 1995 to Apr 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law1999
- Series 65 · Uniform Investment Adviser Law2016
State registrations
Registered as an investment adviser representative in 4 states (FL, KS, MO, TX).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4023048
- Firm CRD
- 6413