Kristy Marie Haley
Investment adviser representative at Cetera Investment Management LLC
14 yearsExperience
1 stateRegistered in
$0Firm assets
13 yearsFirm in business
Are you Kristy Marie Haley? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Other
Experience
14 years in the industry.
- Cetera Planning PartnersSep 2026 to now
- Avantax Planning PartnersApr 2024 to now
- Cetera Investment Management LLCJan 2016 to now
- Tower Square Investment Management LLCJan 2016 to now
- Cetera Investment Advisers LLCJan 2014 to now
- Cetera Advisors LLCJan 2013 to now
- Cetera Investment Services LLCJan 2013 to now
- Cetera Wealth Services, LLCJan 2013 to now
- Cetera Financial Specialists LLCApr 2012 to now
- Avantax Advisory ServicesApr 2024 to Sep 2025
- Avantax Investment ServicesApr 2024 to Sep 2025
Exams passed
- Series 63 · Uniform Securities Agent State Law2001
- Series 65 · Uniform Investment Adviser Law2005
State registrations
Registered as an investment adviser representative in 1 state (CA).
Cetera Investment Management LLC
$0Assets managed
0Clients
11Advisers
13 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4022155
- Firm CRD
- 165436