Gregory Adam Legate
Investment adviser representative at LPL Financial LLC
26 yearsExperience
2 statesRegistered in
$819.1BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
26 years in the industry.
- LPL Financial LLCMay 2023 to now
- Royal Alliance AssociatesAug 2017 to May 2023
- Bluegrass Painting LLCOct 2015 to Dec 2018
- Ameritas Life Insurance CorpSep 2015 to Sep 2017
- Vfg Wealth Management & Benefit SolutionsOct 2004 to May 2023
- Ameritas Investment CorpFeb 2001 to Aug 2017
- Adam Legate & AssociatesOct 2000 to May 2023
Exams passed
- Series 63 · Uniform Securities Agent State Law2000
- Series 65 · Uniform Investment Adviser Law2002
State registrations
Registered as an investment adviser representative in 2 states (KY, TX).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4022152
- Firm CRD
- 6413