Matthew Walter Dobbins
Investment adviser representative at Principal Securities, Inc.
24 yearsExperience
2 statesRegistered in
$17BFirm assets
28 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
24 years in the industry.
- Kuitu FinancialNov 2025 to now
- Principal Securities, Inc.May 2023 to now
- Principal Life InsuranceMay 2023 to now
- Cannaday Wealth ManagementNov 2025 to Jun 2026
- Cannaday Bloom Wealth and Insurance SolutionsJul 2023 to Nov 2025
- Thrivent Financial for LutheransJul 2002 to Jun 2023
- Thrivent Investment Management Inc.Jul 2002 to Jun 2023
Exams passed
- Series 63 · Uniform Securities Agent State Law1999
- Series 66 · Uniform Combined State Law2006
State registrations
Registered as an investment adviser representative in 2 states (MN, TX).
Principal Securities, Inc.
$17BAssets managed
51,941Clients
1,464Advisers
28 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4019622
- Firm CRD
- 1137