Catherine Coffin Cawood
Investment adviser representative at Osaic Wealth, Inc.
11 yearsExperience
1 stateRegistered in
$234.9BFirm assets
29 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
11 years in the industry.
- Osaic Wealth, Inc.Nov 2023 to now
- Fsc Securities CorporationJan 2022 to now
- Northwestern Mutual Investment Services LLCMay 2021 to Jan 2022
- Northwestern Mutual Life Insurance CompanyApr 2021 to Jan 2022
- Wells Fargo Clearing Services, LLCApr 2015 to Feb 2021
- Wells Fargo Advisors, LLCApr 2015 to Nov 2016
Exams passed
- Series 66 · Uniform Combined State Law2015
State registrations
Registered as an investment adviser representative in 1 state (GA).
Osaic Wealth, Inc.
$234.9BAssets managed
575,512Clients
7,792Advisers
29 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4018381
- Firm CRD
- 23131