Beth Ann Roberts
Investment adviser representative at Empower Advisory Group, LLC
18 yearsExperience
1 stateRegistered in
$195.4BFirm assets
25 yearsFirm in business
Are you Beth Ann Roberts? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
18 years in the industry.
- Empower Advisory Group, LLCJul 2025 to now
- Empower Financial Services, IncJul 2025 to now
- UnemployedMar 2025 to Jun 2025
- Regions BankOct 2024 to Feb 2025
- Fidelity InvestmentsMar 2023 to Oct 2024
- Cetera Investment Advisers LLCMay 2022 to Mar 2023
- Cetera Investment Services LLCMay 2022 to Mar 2023
- Regions BankMar 2021 to Mar 2023
- Genwealth Financial AdvisorsMar 2020 to Feb 2021
- LPL Financial LLCMar 2020 to Feb 2021
- Bank of America, N.A.Aug 2019 to Feb 2020
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedJun 2019 to Mar 2020
- Stephens Inc.May 2019 to May 2019
- TD Ameritrade Investment Management, LLCFeb 2018 to Mar 2019
- TD Ameritrade, Inc.Feb 2018 to Mar 2019
- Scottrade, IncDec 2008 to Feb 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law2008
- Series 66 · Uniform Combined State Law2017
State registrations
Registered as an investment adviser representative in 1 state (AR).
Empower Advisory Group, LLC
$195.4BAssets managed
297,074Clients
1,979Advisers
25 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4016993
- Firm CRD
- 112058