Joseph Edward Carollo
Investment adviser representative at Cetera Investment Advisers LLC
38 yearsExperience
2 statesRegistered in
$256.8BFirm assets
42 yearsFirm in business
Are you Joseph Edward Carollo? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
38 years in the industry.
- Cetera Investment Advisers LLCSep 2025 to now
- Cetera Wealth Services, LLCSep 2025 to now
- Carollo & Assoc. P.C.Jan 1988 to now
- Aristy 2019 Real Estate Fund, LLCSep 2020 to Dec 2021
- Avantax Insurance Agency, LLCMay 2014 to Sep 2025
- Carollo Mortgage CoJan 2010 to Jul 2026
- Avantax Advisory ServicesJan 2002 to Sep 2025
- Avantax Investment Services, Inc.Oct 2000 to Sep 2025
Exams passed
- Series 63 · Uniform Securities Agent State Law2000
- Series 65 · Uniform Investment Adviser Law2001
State registrations
Registered as an investment adviser representative in 2 states (CT, TX).
Cetera Investment Advisers LLC
$256.8BAssets managed
813,961Clients
10,109Advisers
42 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4015980
- Firm CRD
- 105644