James Daniel Williams
Investment adviser representative at Spectrum Financial Resources
14 yearsExperience
2 statesRegistered in
$235.3MFirm assets
4 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
14 years in the industry.
- Williams & Payne LLCDec 2024 to now
- Spectrum Financial ResourcesSep 2014 to now
- James WilliamsSep 2014 to now
- Spectrum FinancialAug 2014 to now
- United Planners' Financial ServicesAug 2014 to now
- N/a Home RentalAug 2012 to now
Exams passed
- Series 63 · Uniform Securities Agent State Law1999
- Series 65 · Uniform Investment Adviser Law2006
State registrations
Registered as an investment adviser representative in 2 states (MI, TX).
Spectrum Financial Resources
Legal name: Spectrum Financial Resources, LLC
$235.3MAssets managed
723Clients
5Advisers
4 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4011843
- Firm CRD
- 127453