Oscar Cortes
Investment adviser representative at Vanguard Advisers, Inc.
13 yearsExperience
2 statesRegistered in
$344.6BFirm assets
31 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
13 years in the industry.
- Vanguard Advisers, Inc.Mar 2026 to now
- The Vanguard Group, Inc.Mar 2026 to now
- Vanguard Marketing CorporationMar 2026 to now
- BMO Bank N.A.Jul 2023 to Jan 2026
- LPL Financial LLCJul 2023 to Jan 2026
- Bancwest Investment ServicesNov 2019 to Jul 2023
- Bank of the WestNov 2019 to Jul 2023
- Charles Schwab & Co., Inc.Aug 2017 to Nov 2019
- Bank of America, N.AJun 2013 to Aug 2017
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedJun 2013 to Aug 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2000
- Series 66 · Uniform Combined State Law2008
State registrations
Registered as an investment adviser representative in 2 states (AZ, TX).
Vanguard Advisers, Inc.
$344.6BAssets managed
791,528Clients
2,464Advisers
31 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4011097
- Firm CRD
- 106715