Vanessa M Mason
Investment adviser representative at LPL Financial LLC
14 yearsExperience
2 statesRegistered in
$819.1BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
14 years in the industry.
- LPL Financial LLCJun 2023 to now
- UnemployedMay 2023 to Jun 2023
- Msh Capital AdvisorsJul 2022 to May 2023
- M. S. Howells & CoJun 2022 to May 2023
- LPL Financial, LLCJul 2021 to Jun 2022
- Comerica SecuritiesApr 2020 to Jun 2021
- Kestra Financial, IncFeb 2019 to Apr 2020
- RBC Capital Markets, LLCOct 2017 to Feb 2019
- Wells Fargo Clearing Services, LLCNov 2016 to Oct 2017
- Wells Fargo Advisors LLCOct 2012 to Nov 2016
Exams passed
- Series 63 · Uniform Securities Agent State Law2007
- Series 66 · Uniform Combined State Law2009
State registrations
Registered as an investment adviser representative in 2 states (AZ, CA).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4008016
- Firm CRD
- 6413