John Surace
Investment adviser representative at Cetera Investment Advisers LLC
14 yearsExperience
2 statesRegistered in
$256.8BFirm assets
42 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
14 years in the industry.
- Cetera Investment Advisers LLCSep 2025 to now
- Cetera Wealth Services, LLCSep 2025 to now
- Cincinatti LifeApr 2025 to now
- Insurance Sales- Equitable, Mass Mutual and AnnucoJul 2021 to now
- S&p Associates of Li Incdbas&pfinancialservices&dbas&pfinancialJun 2021 to now
- S&p Associates of Li, Inc. dba S&p Financial Services and dba S&Jun 2021 to now
- Avantax Advisory ServicesNov 2023 to Sep 2025
- Avantax Insurance Agency, LLCNov 2023 to Sep 2025
- Avantax Insurance Agengy And/or Avantax Insurance ServicesNov 2023 to Sep 2025
- Avantax Investment Services Inc.Nov 2023 to Sep 2025
- Osaic Wealth, Inc.Sep 2021 to Nov 2023
- Cetera Investment Advisers LLCMar 2021 to Sep 2021
- Cetera Investment Services LLCAug 2020 to Sep 2021
- AXA Advisors, LLCMay 2012 to Aug 2020
- Equitable Advisors, LLCMay 2012 to Aug 2020
Exams passed
- Series 63 · Uniform Securities Agent State Law1999
State registrations
Registered as an investment adviser representative in 2 states (NY, TX).
Cetera Investment Advisers LLC
$256.8BAssets managed
813,961Clients
10,109Advisers
42 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4006689
- Firm CRD
- 105644