Michael Richard Lacey
Investment adviser representative at LPL Financial LLC
21 yearsExperience
2 statesRegistered in
$819.1BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
21 years in the industry.
- LPL Financial LLCSep 2026 to now
- Johnson Financial GroupSep 2026 to now
- Nicolet Wealth ManagementApr 2026 to Sep 2026
- Private Client ServicesApr 2026 to Sep 2026
- LPL Financial LLCJan 2022 to Apr 2026
- Midwestone Investment ServicesJan 2022 to Apr 2026
- Gwfs Equities, IncMar 2021 to Dec 2021
- Empower RetirementMar 2021 to Mar 2021
- Prudential Customer Solutions LLCJan 2020 to Nov 2020
- Prudential Investment Management Services LLCApr 2018 to Feb 2021
- The Prudential Insurance Company of AmericaApr 2018 to Feb 2021
- LPL Financial LLCOct 2017 to Apr 2018
- Global Portfolio Stategies Inc.Oct 2007 to Sep 2017
- Prudential Investment Management Services LLCJun 2005 to Sep 2017
- The Prudential Insurance Company of AmericaJun 2005 to Sep 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2004
- Series 65 · Uniform Investment Adviser Law2007
State registrations
Registered as an investment adviser representative in 2 states (TX, WI).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4001455
- Firm CRD
- 6413