Jonathan Lee Penn
Investment adviser representative at Ria Advisors
13 yearsExperience
2 statesRegistered in
CFP® certificationDesignation
$1.8BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsSubscriptionFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
13 years in the industry.
- Ria AdvisorsSep 2020 to now
- Ria Wealth Advisors LLCAug 2021 to Jul 2023
- Pin Oak Investment Advisors, IncFeb 2017 to Aug 2020
- Boston ScientificFeb 2010 to Feb 2017
Designations
- CFP® certification
Exams passed
- Series 63 · Uniform Securities Agent State Law2000
- Series 65 · Uniform Investment Adviser Law2017
State registrations
Registered as an investment adviser representative in 2 states (LA, TX).
Ria Advisors
Legal name: Clarity Financial, LLC
$1.8BAssets managed
1,367Clients
12Advisers
13 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 3278678
- Firm CRD
- 150661