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Mimie Dam

Investment adviser representative at Santander Securities
10 yearsExperience
1 stateRegistered in
$3.1BFirm assets
27 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assets

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management

Experience

10 years in the industry.

  1. Tempus Unlimited, Inc.Nov 2024 to now
  2. Santander Securities, LLCNov 2022 to now
  3. Santander Bank, NAOct 2022 to now
  4. Standish ManagementJun 2022 to Sep 2022
  5. Santander Bank, NADec 2016 to May 2022
  6. Santander Securities, LLCDec 2016 to May 2022
  7. UnemployedJun 2016 to Dec 2016

Exams passed

  • Series 63 · Uniform Securities Agent State Law2010
  • Series 66 · Uniform Combined State Law2018

State registrations

Registered as an investment adviser representative in 1 state (MA).

Santander Securities

Legal name: Santander Securities LLC

$3.1BAssets managed
11,124Clients
160Advisers
27 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
3257442
Firm CRD
41791
Advisor's SEC record (opens in a new tab)
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