Pedro Sergio Chavez
Investment adviser representative at Osaic Wealth, Inc.
14 yearsExperience
1 stateRegistered in
$234.9BFirm assets
29 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
14 years in the industry.
- Osaic Wealth, Inc.Jul 2026 to now
- Edward JonesMay 2023 to now
- UnemployedFeb 2023 to May 2023
- LPL Financial LLCJul 2022 to Jan 2023
- Sunflower BankFeb 2022 to Jan 2023
- UnemployedNov 2021 to Feb 2022
- Vantage BankMar 2021 to Oct 2021
- Harbor Financial Services, LLCJan 2021 to Feb 2021
- Level Four Advisory Services, LLCJun 2020 to Feb 2021
- Bbva Securities Inc.May 2013 to May 2020
- Bbva Compass Insurance Agency, Inc.Sep 2012 to May 2020
- Compass BankAug 2012 to May 2020
Exams passed
- Series 63 · Uniform Securities Agent State Law1999
- Series 65 · Uniform Investment Adviser Law2006
State registrations
Registered as an investment adviser representative in 1 state (TX).
Osaic Wealth, Inc.
$234.9BAssets managed
575,512Clients
7,792Advisers
29 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 3253666
- Firm CRD
- 23131