James Audas
Investment adviser representative at Kestra Advisory Services, LLC
22 yearsExperience
3 statesRegistered in
CFP® certificationDesignation
$79.8BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
22 years in the industry.
- Kestra Advisory Services, LLCJun 2025 to now
- Kestra Investment Services, LLCJun 2025 to now
- Harbor Capital Advisors, Inc.Aug 2023 to Jun 2025
- Harbor Funds Distributors, Inc.Aug 2023 to Jun 2025
- Nuveen Assett Management, LLCAug 2021 to Aug 2023
- Nuveen Securities, LLCAug 2021 to Aug 2023
- Delaware Distributors, L.P.May 2021 to Aug 2021
- Macquarie Investment ManagementMay 2021 to Aug 2021
- Ivy Distributors, IncFeb 2004 to Aug 2021
- Waddell & Reed IncFeb 2004 to Apr 2021
Designations
- CFP® certification
Exams passed
- Series 63 · Uniform Securities Agent State Law2000
State registrations
Registered as an investment adviser representative in 3 states (IA, MN, TX).
Kestra Advisory Services, LLC
$79.8BAssets managed
117,403Clients
1,473Advisers
27 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 3250537
- Firm CRD
- 283330