Stephanie Anne Ricketts
Investment adviser representative at David Vaughan Investments, LLC
19 yearsExperience
2 statesRegistered in
$5.3BFirm assets
49 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
19 years in the industry.
- David Vaughan Investments, Inc.Oct 2007 to now
Exams passed
- Series 63 · Uniform Securities Agent State Law1999
- Series 66 · Uniform Combined State Law2005
State registrations
Registered as an investment adviser representative in 2 states (IL, TX).
David Vaughan Investments, LLC
$5.3BAssets managed
1,240Clients
23Advisers
49 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 3249842
- Firm CRD
- 105990