Joel P Mathews
Investment adviser representative at R. F. Lafferty & Co., Inc.
26 yearsExperience
1 stateRegistered in
$129.8MFirm assets
10 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
26 years in the industry.
- R. F. Lafferty & Co., Inc.Sep 2024 to now
- Clearthink CapitalMay 2023 to now
- Enclave CapitalMay 2023 to Sep 2023
- Hokin Investment AdvisorsJan 2013 to Apr 2023
- First Sovereign Securities CorporationMay 2000 to Apr 2023
Exams passed
- Series 65 · Uniform Investment Adviser Law2014
- Series 63 · Uniform Securities Agent State Law2019
State registrations
Registered as an investment adviser representative in 1 state (FL).
R. F. Lafferty & Co., Inc.
$129.8MAssets managed
125Clients
15Advisers
10 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 3246150
- Firm CRD
- 2498