Alex A Eshmoili
Investment adviser representative at UBS Financial Services Inc.
17 yearsExperience
2 statesRegistered in
$915.8BFirm assets
55 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissionsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
17 years in the industry.
- UBS Financial Services Inc.Sep 2025 to now
- CitibankFeb 2025 to Sep 2025
- UnemployedMar 2024 to Feb 2025
- Morgan StanleySep 2022 to Mar 2024
- TD Bank, NADec 2017 to Sep 2022
- JPMorgan ChaseOct 2008 to Dec 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law1999
- Series 66 · Uniform Combined State Law2022
State registrations
Registered as an investment adviser representative in 2 states (NJ, NY).
UBS Financial Services Inc.
$915.8BAssets managed
1,144,588Clients
9,366Advisers
55 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 3245052
- Firm CRD
- 8174