Kodi Robert Hermann
Investment adviser representative at LPL Financial LLC
18 yearsExperience
2 statesRegistered in
$819.1BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
18 years in the industry.
- LPL Financial LLCMay 2024 to now
- Ameriprise Financial Services, LLCMar 2020 to May 2024
- Ameriprise Financial Advisors Inc.Sep 2017 to Mar 2020
- Oregon Pioneer FcuJan 2010 to Sep 2017
- LPL Financial CorporationSep 2008 to Sep 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law1999
- Series 65 · Uniform Investment Adviser Law2024
State registrations
Registered as an investment adviser representative in 2 states (OR, TX).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 3241432
- Firm CRD
- 6413