Kristopher Wayne Carroll
Investment adviser representative at Wealth Enhancement Advisory Services, LLC
19 yearsExperience
1 stateRegistered in
CFP® certificationDesignation
$122.2BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
19 years in the industry.
- Wealth Enhancement Brokerage ServicesDec 2021 to now
- Wealth Enhancement Advisory Services, LLCNov 2021 to now
- Wealth Enhancement GroupNov 2021 to now
- LPL FinancialNov 2021 to Jun 2025
- Cetera Advisor Networks LLCJan 2013 to Oct 2021
- Carroll Financial AssociatesJun 2002 to Nov 2021
Designations
- CFP® certification
Exams passed
- Series 63 · Uniform Securities Agent State Law1999
- Series 65 · Uniform Investment Adviser Law2003
State registrations
Registered as an investment adviser representative in 1 state (NC).
Wealth Enhancement Advisory Services, LLC
$122.2BAssets managed
85,001Clients
1,002Advisers
24 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 3238874
- Firm CRD
- 116407