Vincent Mauro
Investment adviser representative at LPL Enterprise, LLC
21 yearsExperience
3 statesRegistered in
$24.9BFirm assets
2 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
21 years in the industry.
- LPL Enterprise, LLCSep 2024 to now
- Pruco Securities, LLCApr 2022 to Sep 2024
- The Prudential Insurance Company of AmericaApr 2022 to Sep 2024
- Cadaret, Grant & Co., Inc.Jan 2018 to Apr 2022
- Northwestern Mutual Investment Services LLCJun 2017 to Dec 2017
- Northwestern Mutual Life Insurance CompanyJun 2017 to Dec 2017
- Cadaret Grant and Comany IncJun 2005 to May 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2017
- Series 66 · Uniform Combined State Law2024
State registrations
Registered as an investment adviser representative in 3 states (NY, SC, TX).
LPL Enterprise, LLC
$24.9BAssets managed
102,563Clients
3,116Advisers
2 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 3238705
- Firm CRD
- 8733