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Brooks Black

Investment adviser representative at LPL Enterprise, LLC
21 yearsExperience
1 stateRegistered in
ChFC®Designation
$24.9BFirm assets

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsHourlyFixed or flat fee

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Seminars and workshops

Experience

21 years in the industry.

  1. LPL Enterprise, LLCNov 2024 to now
  2. Prudential Insurance Company of AmericaMar 2019 to now
  3. Pruco Securities, LLC.Mar 2019 to Nov 2024
  4. UnemployedFeb 2019 to Mar 2019
  5. MML Investors Services, LLCMar 2017 to Feb 2019
  6. Massachusetts Mutual Life Insurance CompanyJul 2016 to Feb 2019
  7. Metlife Securities IncJul 2005 to Mar 2017
  8. Metropolitan Life Insurance CoJul 2005 to Mar 2017

Designations

  • ChFC®

Exams passed

  • Series 63 · Uniform Securities Agent State Law1999
  • Series 65 · Uniform Investment Adviser Law2010

State registrations

Registered as an investment adviser representative in 1 state (MI).

LPL Enterprise, LLC

$24.9BAssets managed
102,563Clients
3,116Advisers
2 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
3237326
Firm CRD
8733
Advisor's SEC record (opens in a new tab)
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