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Mark A Vasquez

Investment adviser representative at Tcw Investment Management Company LLC
23 yearsExperience
12 statesRegistered in
$38.8BFirm assets
39 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsPerformance-based

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Portfolio management

Experience

23 years in the industry.

  1. Tcw LLCJan 2016 to now
  2. Tcw Investment Management Company LLCNov 2005 to now
  3. Tcw Funds DistributorsMar 2003 to now

Exams passed

  • Series 63 · Uniform Securities Agent State Law2001
  • Series 65 · Uniform Investment Adviser Law2005

State registrations

Registered as an investment adviser representative in 12 states (AL, CA, DC, FL, GA, MD, MS, NC, PR, SC, VA, WV).

Tcw Investment Management Company LLC

$38.8BAssets managed
4,945Clients
39Advisers
39 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
3236236
Firm CRD
106546
Advisor's SEC record (opens in a new tab)
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