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Paul David Slaughter

Investment adviser representative at LPL Financial LLC
9 yearsExperience
2 statesRegistered in
$819.1BFirm assets
51 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsHourlyFixed or flat fee

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Seminars and workshops

Experience

9 years in the industry.

  1. Commonwealth Credit UnionAug 2025 to now
  2. LPL Financial LLCAug 2025 to now
  3. UnemployedMay 2025 to Aug 2025
  4. LPL Financial LLCJun 2024 to May 2025
  5. UnemployedNov 2023 to May 2024
  6. Robert W. Baird & Co. IncorporatedOct 2019 to Nov 2023
  7. Jjb Hilliard Wl Lyons LLCApr 2018 to Nov 2023
  8. Hilliard LyonsOct 2017 to Apr 2018
  9. Morgan StanleyJan 2016 to Oct 2017

Exams passed

  • Series 63 · Uniform Securities Agent State Law2002
  • Series 66 · Uniform Combined State Law2010

State registrations

Registered as an investment adviser representative in 2 states (KY, TX).

LPL Financial LLC

$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
3235477
Firm CRD
6413
Advisor's SEC record (opens in a new tab)
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