David Schoep
Investment adviser representative at Principal Securities, Inc.
14 yearsExperience
2 statesRegistered in
$17BFirm assets
28 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
14 years in the industry.
- Principal Securities, Inc.Apr 2026 to now
- Principal Life Insurance CompanyApr 2026 to now
- Cetera Wealth Services, LLCJul 2024 to Apr 2026
- Cetera Investment Advisers LLCJan 2014 to Apr 2026
- Cetera Advisor Networks LLCFeb 2013 to Jun 2020
- Cetera Advisors LLCJan 2013 to Apr 2026
- Cetera Investment Services LLCNov 2012 to Apr 2026
- Cetera Financial Specialists LLCOct 2012 to Apr 2026
- Summit Brokerage Services, Inc.Jan 2012 to Apr 2026
- First Allied Securities, Inc. (fasi)Jan 2012 to Sep 2022
Exams passed
- Series 63 · Uniform Securities Agent State Law2006
- Series 66 · Uniform Combined State Law2012
State registrations
Registered as an investment adviser representative in 2 states (CO, TX).
Principal Securities, Inc.
$17BAssets managed
51,941Clients
1,464Advisers
28 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 3235218
- Firm CRD
- 1137