Adrian Lee Sotelo
Investment adviser representative at Frost Investment Services
23 yearsExperience
3 statesRegistered in
$3.7BFirm assets
9 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
23 years in the industry.
- Frost Investment ServicesDec 2024 to now
- Frost Brokerage Services, Inc.Dec 2024 to now
- PNC InvestmentsAug 2021 to Nov 2024
- Bbva Wealth Solutions Inc.Jan 2019 to Aug 2021
- Bbva Securities Inc.May 2013 to Aug 2021
- Bbva Compass Insurance Agency, Inc.Apr 2003 to Aug 2021
- Compass BankMar 2003 to Aug 2021
Exams passed
- Series 63 · Uniform Securities Agent State Law2001
- Series 65 · Uniform Investment Adviser Law2019
State registrations
Registered as an investment adviser representative in 3 states (OK, TX, WA).
Frost Investment Services
Legal name: Frost Investment Services, LLC
$3.7BAssets managed
3,656Clients
163Advisers
9 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 3234061
- Firm CRD
- 286129