Sinwai Sanri Lee
Investment adviser representative at Transamerica Financial Advisors, LLC
11 yearsExperience
2 statesRegistered in
$2.1BFirm assets
35 yearsFirm in business
Are you Sinwai Sanri Lee? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
11 years in the industry.
- Gs National Insurance dba Gateway Strategies LLCNov 2025 to now
- Transamerica Financial Advisors, IncJan 2025 to now
- WfgiaJan 2025 to now
- Better Tomorrow and More CorporationJan 2023 to now
- Lifesmart Senior ServicesDec 2022 to now
- 218 North Frederick LLCJul 2022 to now
- Aligned Benefits Group IncSep 2017 to now
- Jeunesse Global Limited Liability CompanyFeb 2019 to Feb 2023
- Transamerica Financial Advisors, IncMar 2016 to Nov 2023
- Care FirstNov 2015 to Dec 2019
- International Medical GroupNov 2015 to Dec 2019
- United Health OneNov 2015 to Dec 2019
- Kaiser PermanenteOct 2015 to Dec 2019
Exams passed
- Series 63 · Uniform Securities Agent State Law2012
- Series 65 · Uniform Investment Adviser Law2018
State registrations
Registered as an investment adviser representative in 2 states (MD, TX).
Transamerica Financial Advisors, LLC
$2.1BAssets managed
42,735Clients
1,121Advisers
35 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 3232966
- Firm CRD
- 16164