Kyle Lum
Investment adviser representative at Osaic Wealth, Inc.
16 yearsExperience
1 stateRegistered in
CFP® certificationDesignation
$234.9BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
16 years in the industry.
- Osaic Wealth, Inc.Apr 2024 to now
- Pruco Securities, LLC.Mar 2019 to Apr 2024
- Prudential Insurance Company of AmericaMar 2019 to Apr 2024
- Independent Insurance AgentNov 2018 to Mar 2019
- Cooper Financial GroupMay 2018 to Nov 2018
- Securities America, Inc.May 2018 to Nov 2018
- Total Wealth Solutions, LLCNov 2016 to Nov 2020
- MML Investors Services LLCApr 2011 to May 2018
- Massmutual Life Insurance CompanyOct 2010 to May 2018
Designations
- CFP® certification
Exams passed
- Series 63 · Uniform Securities Agent State Law2003
- Series 66 · Uniform Combined State Law2016
State registrations
Registered as an investment adviser representative in 1 state (NV).
Osaic Wealth, Inc.
$234.9BAssets managed
575,512Clients
7,792Advisers
29 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 3232913
- Firm CRD
- 23131