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Mark James Funk

Investment adviser representative at Northwestern Mutual Investment Services,LLC
27 yearsExperience
1 stateRegistered in
ChFC®Designation
$0Firm assets

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Fixed or flat feeOther

Experience

27 years in the industry.

  1. Northwestern Mutual Wealth Management CompanyJun 2015 to now
  2. Northwestern Mutual Investment Services, LLCJan 2010 to now
  3. Northwestern Mutual Investment Service LLCDec 1999 to now
  4. Northwestern Mutual LifeMay 1999 to now

Designations

  • ChFC®

Exams passed

  • Series 63 · Uniform Securities Agent State Law2000
  • Series 66 · Uniform Combined State Law2010

State registrations

Registered as an investment adviser representative in 1 state (IA).

Northwestern Mutual Investment Services,LLC

Legal name: Northwestern Mutual Investment Services, LLC

$0Assets managed
1Clients
2,130Advisers
54 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
3232890
Firm CRD
2881
Advisor's SEC record (opens in a new tab)
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