Joseph Michael Dumas
Investment adviser representative at Empower Advisory Group, LLC
22 yearsExperience
1 stateRegistered in
$195.4BFirm assets
25 yearsFirm in business
Are you Joseph Michael Dumas? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
22 years in the industry.
- Empower Advisory Group, LLCOct 2023 to now
- Empower Financial Services, IncOct 2023 to now
- Rental ServicesFeb 2017 to now
- Morgan StanleyOct 2021 to Jul 2023
- Charles Schwab & Co., Inc.Jul 2004 to Oct 2021
Exams passed
- Series 63 · Uniform Securities Agent State Law1999
- Series 66 · Uniform Combined State Law2015
State registrations
Registered as an investment adviser representative in 1 state (CO).
Empower Advisory Group, LLC
$195.4BAssets managed
297,074Clients
1,979Advisers
25 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 3230768
- Firm CRD
- 112058