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Cynthia Louise Fickley

Investment adviser representative at Commonwealth Financial Network
35 yearsExperience
1 stateRegistered in
$212.7BFirm assets
34 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsHourlyFixed or flat feeCommissions

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Pension consulting
  • Seminars and workshops

Experience

35 years in the industry.

  1. Commonwealth Financial NetworkJan 2024 to now
  2. Cynthia L Fickley Financial Planning LLCJan 2024 to now
  3. Self-employedNov 1992 to now
  4. Cynthia L. Fickley, Ea, IncJan 1991 to now
  5. Avantax Advisory ServicesMar 2007 to Jan 2024
  6. Avantax Insurance Agency, LLC.Nov 2003 to Jan 2024
  7. Avantax Investment Services, IncSep 1999 to Jan 2024

Exams passed

  • Series 63 · Uniform Securities Agent State Law1999
  • Series 66 · Uniform Combined State Law2006

State registrations

Registered as an investment adviser representative in 1 state (PA).

Commonwealth Financial Network

Legal name: Commonwealth Equity Services, LLC

$212.7BAssets managed
360,488Clients
2,700Advisers
34 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
3229899
Firm CRD
8032
Advisor's SEC record (opens in a new tab)
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