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Cynthia Denise Starks

Investment adviser representative at Cetera Investment Advisers LLC
21 yearsExperience
1 stateRegistered in
$256.8BFirm assets
42 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsHourlyFixed or flat fee

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Pension consulting
  • Seminars and workshops

Experience

21 years in the industry.

  1. Cetera Investment Advisers LLCJun 2023 to now
  2. Cetera Advisors LLCFeb 2020 to now
  3. Cetera Financial Specialists LLCFeb 2020 to now
  4. Cetera Investment Services LLCFeb 2020 to now
  5. Cetera Wealth Services, LLCFeb 2020 to now
  6. First Allied Securities, Inc. (fasi)Feb 2020 to Sep 2022
  7. Northwestern Mutual Investment Services, LLCJan 2020 to Feb 2020
  8. Paul BaboolalJan 2020 to Feb 2020
  9. UnemployedFeb 2018 to Jan 2020
  10. National Planning CorporationMar 2005 to Jan 2018

Exams passed

  • Series 66 · Uniform Combined State Law2012

State registrations

Registered as an investment adviser representative in 1 state (CA).

Cetera Investment Advisers LLC

$256.8BAssets managed
813,961Clients
10,109Advisers
42 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
3229465
Firm CRD
105644
Advisor's SEC record (opens in a new tab)
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