Dennis Kok wai Lai
Investment adviser representative at Transamerica Financial Advisors, LLC
9 yearsExperience
3 statesRegistered in
$2.1BFirm assets
35 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
9 years in the industry.
- Transamerica Financial Advisors, IncMay 2018 to now
- World Financial Group, Inc.Jan 2017 to now
- Full Productions Inc.Dec 2016 to now
- Queens Plaza Condominium LLCOct 2023 to Jun 2024
- Dennis LaiApr 2022 to Jul 2024
- Black IqJul 2015 to Aug 2018
Exams passed
- Series 66 · Uniform Combined State Law2019
State registrations
Registered as an investment adviser representative in 3 states (NJ, NY, TX).
Transamerica Financial Advisors, LLC
$2.1BAssets managed
42,735Clients
1,121Advisers
35 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 3225741
- Firm CRD
- 16164