Barry Lee Carpenter
Investment adviser representative at Cascades Capital Asset Management, LLC
13 yearsExperience
1 stateRegistered in
$383.3MFirm assets
8 yearsFirm in business
Are you Barry Lee Carpenter? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
13 years in the industry.
- Cascades Capital Asset Management, LLCMar 2014 to now
- Cascades Capital, LLCMar 2013 to now
Exams passed
- Series 66 · Uniform Combined State Law1999
- Series 65 · Uniform Investment Adviser Law2004
State registrations
Registered as an investment adviser representative in 1 state (NC).
Cascades Capital Asset Management, LLC
$383.3MAssets managed
358Clients
3Advisers
8 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 3222077
- Firm CRD
- 167102