Barbara Theresa Doty
Investment adviser representative at Northwestern Mutual Investment Services,LLC
9 yearsExperience
1 stateRegistered in
$0Firm assets
54 yearsFirm in business
Are you Barbara Theresa Doty? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Fixed or flat feeOther
Experience
9 years in the industry.
- Northwestern Mutual Wealth Management CompanyJan 2016 to now
- Andrew CesarSep 2014 to now
- Northwestern Mutual Investment Services, LLCJan 2011 to now
- Nathan Alexander LittrellDec 2017 to Feb 2020
- Todd BowditchApr 2017 to Apr 2020
- Joseph SimonsJan 2011 to Mar 2020
Exams passed
- Series 66 · Uniform Combined State Law2008
State registrations
Registered as an investment adviser representative in 1 state (WI).
Northwestern Mutual Investment Services,LLC
Legal name: Northwestern Mutual Investment Services, LLC
$0Assets managed
1Clients
2,130Advisers
54 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 3220197
- Firm CRD
- 2881